Date ?
9 Jun 2026
Symbol ?
HRZN Horizon Technology Finance
Insider ?
ALLISON, THOMAS J. Director
Side ?
Acquisition
Shares ?
6000
Value ?
26160
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
HRZN Horizon Technology Finance
Insider ?
GOODMAN, JONATHAN JOSEPH Director
Side ?
Acquisition
Shares ?
6000
Value ?
25950
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
HTGC Hercules Capital, Inc.
Insider ?
MEYER, SETH H Chief Financial Officer
Side ?
Disposal
Shares ?
5
Value ?
77
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
APO Apollo Global Management LLC Class A
Insider ?
KELLY, MARTIN Chief Financial Officer
Side ?
Disposal
Shares ?
1300
Value ?
0
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
REHBERGER, CHRIS Chief Financial Officer
Side ?
Acquisition
Shares ?
75000
Value ?
0
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
SARNER, MICHAEL SCOTT Director, President and CEO
Side ?
Acquisition
Shares ?
140000
Value ?
0
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
WEINSTEIN, JOSHUA S. Senior Managing Director & CIO
Side ?
Acquisition
Shares ?
100000
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
AMG Affiliated Managers Group, Inc.
Insider ?
HORGEN, JAY C. Director, President and CEO
Side ?
Disposal
Shares ?
39671
Value ?
13354052
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
AMG Affiliated Managers Group, Inc.
Insider ?
HORGEN, JAY C. Director, President and CEO
Side ?
Disposal
Shares ?
17500
Value ?
5919725
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
AMG Affiliated Managers Group, Inc.
Insider ?
HORGEN, JAY C. Director, President and CEO
Side ?
Acquisition
Shares ?
75000
Value ?
5586750
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
FHI Federated Investors Inc B
Insider ?
NUSSEIBEH, SAKER ANWAR CEO, Federated Hermes Limited
Side ?
Disposal
Shares ?
8950
Value ?
513170
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
ECAT BlackRock ESG Capital Allocation Trust
Insider ?
SABA, CAPITAL MANAGEMENT, L.P. 10% Owner
Side ?
Disposal
Shares ?
33076
Value ?
510032
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
STT State Street Corp
Insider ?
RICHARDS, MICHAEL L EVP and Chief Admin Officer
Side ?
Disposal
Shares ?
1500
Value ?
243210
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
VINP Vinci Partners Investments Ltd
Insider ?
RIBEIRO, SERGIO PASSOS Chief Financial Officer
Side ?
Disposal
Shares ?
3304
Value ?
31685
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
WHG Westwood Holdings Group Inc
Insider ?
BYRNE, SUSAN M Director Emerita
Side ?
Disposal
Shares ?
607
Value ?
10386
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
AMG Affiliated Managers Group, Inc.
Insider ?
HORGEN, JAY C. Director, President and CEO
Side ?
Disposal
Shares ?
75000
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
CNS Cohen & Steers Inc
Insider ?
MUNI, AMIT Chief Financial Officer, EVP
Side ?
Acquisition
Shares ?
11562
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
BERNSTEIN, SETH P See Remarks
Side ?
Acquisition
Shares ?
131
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
ECKERT, WILLIAM JAMES IV Chief Accounting Officer
Side ?
Acquisition
Shares ?
61
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
HURD, JEFFREY J Chief Operating Officer
Side ?
Acquisition
Shares ?
344
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
LANE, NICK See Remarks
Side ?
Acquisition
Shares ?
398
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
MEYERS, KURT Chief Legal Officer, Secretary
Side ?
Acquisition
Shares ?
250
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
PEARSON, MARK Director, President and CEO
Side ?
Acquisition
Shares ?
1719
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
RAJU, ROBIN M Chief Financial Officer
Side ?
Acquisition
Shares ?
406
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
GCMG GCM Grosvenor Inc
Insider ?
GCM, GROSVENOR INC. Director, See Explanation of Responses
Side ?
Acquisition
Shares ?
5376
Value ?
0
Industry ?
Asset Management
Date ?
8 Jun 2026
Symbol ?
PFG Principal Financial Group Inc
Insider ?
BROWN, TIMOTHY W. EVP, General Counsel and Sec
Side ?
Acquisition
Shares ?
22279
Value ?
0
Industry ?
Asset Management
Date ?
5 Jun 2026
Symbol ?
KKR KKR & Co. Inc.
Insider ?
KKR, GROUP PARTNERSHIP L.P. 10% Owner
Side ?
Disposal
Shares ?
14669771
Value ?
857492124
Industry ?
Asset Management
Date ?
5 Jun 2026
Symbol ?
ECAT BlackRock ESG Capital Allocation Trust
Insider ?
SABA, CAPITAL MANAGEMENT, L.P. 10% Owner
Side ?
Disposal
Shares ?
56029
Value ?
862847
Industry ?
Asset Management
Date ?
5 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
THOMAS, WILLIAM R III Director
Side ?
Acquisition
Shares ?
5000
Value ?
117000
Industry ?
Asset Management
Date ?
5 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
THOMAS, WILLIAM R III Director
Side ?
Disposal
Shares ?
4661
Value ?
108569
Industry ?
Asset Management