Company insider dossier

Ameriprise Financial Inc insider intelligence

AMP filings assessed for conviction, transaction quality, insider breadth, clustering, freshness, and price confirmation.

Terminal chart Weekly report Factor intelligence Financial Services Asset Management Data API
53/100

Balanced insider tape

81/100 confidence
Exchange
NYSE
Sector
Financial Services
Industry
Asset Management
Latest evidence
10 Aug 2026

Investment committee read

Balanced insider tape

Acquisition and disposal evidence is mixed after low-information compensation and derivative activity is separated out.

Wait for clearer clustering

Evidence in favour

  • 10 distinct acquisition events survive duplicate and security-type controls.
  • Participation spans 16 named insiders rather than one filing source.

Decision risks

  • Qualifying disposal events outnumber acquisitions, although disposals receive a lower directional weight.
  • The latest qualifying filing is more than 30 days old.
Conviction53Balanced insider tape
Confidence81Deep evidence
Named insiders16participating in the tape
Controlled events34directional common-share events
Acquisition value$18.6Mnormalized amount
Disposal value$68.6Mnormalized amount

Price confirmation map

Weekly price with common-share events

Acquisitions and disposals are aligned to the nearest completed weekly bar.

569.54530.97492.40453.83415.26 Disposal · 10 Aug 2026 · $263.8KDisposal · 10 Aug 2026 · $262.5KAcquisition · 10 Aug 2026 · $142.9KDisposal · 6 Aug 2026 · $1.3MDisposal · 6 Aug 2026 · $1.2MAcquisition · 6 Aug 2026 · $298.1KAcquisition · 6 Aug 2026 · $197.9KAcquisition · 6 Aug 2026 · $165.4KDisposal · 28 Jul 2026 · $19.1MDisposal · 28 Jul 2026 · $12.7MDisposal · 28 Jul 2026 · $8.8MAcquisition · 28 Jul 2026 · $8.8MDisposal · 28 Jul 2026 · $5.8MAcquisition · 28 Jul 2026 · $4.6MDisposal · 28 Jul 2026 · $3.7MDisposal · 28 Jul 2026 · $2.2MAcquisition · 28 Jul 2026 · $1.8MAcquisition · 28 Jul 2026 · $1.8MDisposal · 28 Jul 2026 · $1.7MDisposal · 28 Jul 2026 · $1.0MDisposal · 28 Jul 2026 · $492.0KDisposal · 28 Jul 2026 · $232.0KDisposal · 27 Jul 2026 · $4.2MDisposal · 27 Jul 2026 · $1.1MAcquisition · 27 Jul 2026 · $461.1KDisposal · 27 Jul 2026 · $3.2KAcquisition · 9 Jul 2026 · Not reportedAcquisition · 9 Jul 2026 · Not reportedAcquisition · 9 Jul 2026 · Not reportedAcquisition · 9 Jul 2026 · Not reportedDisposal · 9 Jul 2026 · $90.3KDisposal · 9 Jul 2026 · $49.1KDisposal · 9 Jul 2026 · $12.0KDisposal · 9 Jul 2026 · $4.5KDisposal · 14 May 2026 · $3.0MDisposal · 14 May 2026 · $677.1KAcquisition · 14 May 2026 · $367.4KDisposal · 8 May 2026 · $559.0K
Mar 2025Sep 2026
Weekly closeCommon-share acquisitionCommon-share disposal

Market confirmation

Price and trend context

Latest close
557.61 USD
One-week move
-0.5%
Four-week move
-2.1%
Fair-value gap
+21.4%
Trend signal
Active
Relative strength
5.7

Directional balance

Controlled event mix

29.4%acquisition
Acquisition events
10
Disposal events
24
Net value
-$49.9M

Cadence

Twelve-week filing pressure

Volume shows attention. Controlled events determine direction.

029 Jun
1206 Jul
013 Jul
020 Jul
2427 Jul
603 Aug
410 Aug
017 Aug
024 Aug
031 Aug
007 Sep
014 Sep

Named participants

Insider conviction by person

MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.685 events
MELLOH, HEATHER J.EVP AND GENERAL COUNSEL612 events
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO585 events
SMYTH, GERARD P.EVP & Hd. of Tech. & Serv. Del533 events
WILLIAMS, CHRISTOPHER JDirector500 events
BRYAN, GLYNISDirector500 events
DIGESO, AMYDirector500 events
NEAL, BLIXT DIANNEDirector500 events
PELLETIER, LIANE JDirector500 events
SHEA, BRIAN TDirector500 events
CRACCHIOLO, JAMES MDirector, CHAIRMAN AND CEO484 events
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp4310 events

Evidence quality

Security and transaction context

Common equity38
Equity compensation13
Options and derivatives8
Other securities0

Role architecture

Who is participating

Other or unspecified31
Director10
CEO and chair8
Finance leadership7
Other executive3

Transaction evidence

Auditable AMP filing ledger

Showing 1 to 30 of 59.

MELLOH, HEATHER J.EVP AND GENERAL COUNSEL
DisposalOptions and derivatives
722 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence
BROCKMAN, DAWN M.SVP AND CONTROLLER
DisposalCommon equity
472 sharesCommon Stock
$263.8KDirectional evidence
MELLOH, HEATHER J.EVP AND GENERAL COUNSEL
DisposalCommon equity
469 sharesCommon Stock
$262.5KDirectional evidence
MELLOH, HEATHER J.EVP AND GENERAL COUNSEL
AcquisitionCommon equity
722 sharesCommon Stock
$142.9KDirectional evidence
MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.
DisposalOptions and derivatives
1000 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence
MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.
DisposalCommon equity
2400 sharesCommon Stock
$1.3MDirectional evidence
MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.
DisposalCommon equity
2191 sharesCommon Stock
$1.2MDirectional evidence
MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.
AcquisitionCommon equity
1000 sharesCommon Stock
$298.1KDirectional evidence
MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.
AcquisitionCommon equity
1000 sharesCommon Stock
$197.9KDirectional evidence
MCGRAW, DEIRDRE DAVEYEVP Mktg, Strat. & Comms.
AcquisitionCommon equity
1000 sharesCommon Stock
$165.4KDirectional evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
DisposalOptions and derivatives
23206 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
DisposalOptions and derivatives
10905 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence
CRACCHIOLO, JAMES MDirector, CHAIRMAN AND CEO
DisposalOptions and derivatives
52932 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
DisposalOptions and derivatives
10948 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence
CRACCHIOLO, JAMES MDirector, CHAIRMAN AND CEO
DisposalCommon equity
34912 sharesCommon Stock
$19.1MDirectional evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
DisposalCommon equity
23099 sharesCommon Stock
$12.7MDirectional evidence
CRACCHIOLO, JAMES MDirector, CHAIRMAN AND CEO
DisposalCommon equity
16120 sharesCommon Stock
$8.8MDirectional evidence
CRACCHIOLO, JAMES MDirector, CHAIRMAN AND CEO
AcquisitionCommon equity
52932 sharesCommon Stock
$8.8MDirectional evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
DisposalCommon equity
10590 sharesCommon Stock
$5.8MDirectional evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
AcquisitionCommon equity
23206 sharesCommon Stock
$4.6MDirectional evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
DisposalCommon equity
6840 sharesCommon Stock
$3.7MDirectional evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
DisposalCommon equity
4102 sharesCommon Stock
$2.2MDirectional evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
AcquisitionCommon equity
10948 sharesCommon Stock
$1.8MDirectional evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
AcquisitionCommon equity
10905 sharesCommon Stock
$1.8MDirectional evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
DisposalCommon equity
3200 sharesCommon Stock
$1.7MDirectional evidence
CRACCHIOLO, JAMES MDirector, CHAIRMAN AND CEO
DisposalCommon equity
1900 sharesCommon Stock
$1.0MDirectional evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
DisposalCommon equity
908 sharesCommon Stock
$492.0KDirectional evidence
BERMAN, WALTER STANLEYEXECUTIVE VP AND CFO
DisposalCommon equity
422 sharesCommon Stock
$232.0KDirectional evidence
WILLIAMS, CHRISTOPHER JDirector
AcquisitionEquity compensation
38 sharesPhantom Stock (Retainer Deferral)
$20.6KContext evidence
WILLIAMS, WILLIAM JERRYLPres, Wealth Mgmt Advisor Grp
DisposalOptions and derivatives
3634 sharesEmployee Stock Option (right to buy)
Not reportedContext evidence

Reading the dossier

Direction and confidence are separate

Conviction

The 0 to 100 score classifies deduplicated priced common-share evidence. Fifty is balanced or non-directional.

Confidence

Confidence rises with controlled event depth, named-insider breadth, fresh evidence, normalized values, and a longer observation span.

Disposals

Selling is not treated as the mirror image of buying. It carries less directional weight because taxes, diversification, compensation, and planned transactions can all create sales.

Price confirmation

The market chart tests whether the filing thesis is being confirmed or rejected by price, fair-value position, relative strength, and the current trend state.

Independent market research for education. This classification is not investment advice, a recommendation, a forecast, or an execution instruction.

Evidence context