Date ?
11 Jun 2026
Symbol ?
HLNE Hamilton Lane Inc
Insider ?
ROGERS, HARTLEY R. Director, Executive Co-Chairman, 10% Owner
Side ?
Acquisition
Shares ?
10612
Value ?
826250
Industry ?
Asset Management
Date ?
11 Jun 2026
Symbol ?
PFG Principal Financial Group Inc
Insider ?
STRABLE-SOETHOUT, DEANNA D Chair, President and CEO
Side ?
Disposal
Shares ?
2942
Value ?
184699
Industry ?
Asset Management
Date ?
11 Jun 2026
Symbol ?
PFG Principal Financial Group Inc
Insider ?
STRABLE-SOETHOUT, DEANNA D Chair, President and CEO
Side ?
Acquisition
Shares ?
2942
Value ?
184699
Industry ?
Asset Management
Date ?
11 Jun 2026
Symbol ?
HLNE Hamilton Lane Inc
Insider ?
KRAMER, ANDREA ANIGATI Chief Operating Officer, 10% Owner
Side ?
Acquisition
Shares ?
1283
Value ?
99381
Industry ?
Asset Management
Date ?
11 Jun 2026
Symbol ?
WHG Westwood Holdings Group Inc
Insider ?
BYRNE, SUSAN M Director Emerita
Side ?
Disposal
Shares ?
3300
Value ?
57519
Industry ?
Asset Management
Date ?
11 Jun 2026
Symbol ?
VINP Vinci Partners Investments Ltd
Insider ?
RIBEIRO, SERGIO PASSOS Chief Financial Officer
Side ?
Disposal
Shares ?
5254
Value ?
50596
Industry ?
Asset Management
Date ?
11 Jun 2026
Symbol ?
TRIN Trinity Capital Inc
Insider ?
ESTES, RONALD E. Director
Side ?
Disposal
Shares ?
3000
Value ?
0
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
TRIN Trinity Capital Inc
Insider ?
ESTES, RONALD E. Director
Side ?
Acquisition
Shares ?
6176
Value ?
-
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
TRIN Trinity Capital Inc
Insider ?
HAMADA, RICHARD P Director
Side ?
Acquisition
Shares ?
6176
Value ?
-
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
TRIN Trinity Capital Inc
Insider ?
LOCKRIDGE, IRMA Director
Side ?
Acquisition
Shares ?
6176
Value ?
-
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
TRIN Trinity Capital Inc
Insider ?
ZACHARIA, MICHAEL Director
Side ?
Acquisition
Shares ?
6176
Value ?
-
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
ECAT BlackRock ESG Capital Allocation Trust
Insider ?
SABA, CAPITAL MANAGEMENT, L.P. 10% Owner
Side ?
Disposal
Shares ?
116920
Value ?
1780692
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
SARNER, MICHAEL SCOTT Director, President and CEO
Side ?
Disposal
Shares ?
11705
Value ?
275536
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
EQH Axa Equitable Holdings Inc
Insider ?
ECKERT, WILLIAM JAMES IV Chief Accounting Officer
Side ?
Disposal
Shares ?
6200
Value ?
259346
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
WEINSTEIN, JOSHUA S. Senior Managing Director & CIO
Side ?
Disposal
Shares ?
9588
Value ?
225702
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
REHBERGER, CHRIS Chief Financial Officer
Side ?
Disposal
Shares ?
3688
Value ?
86816
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
HRZN Horizon Technology Finance
Insider ?
TROLIO, DANIEL R. Executive VP and CFO
Side ?
Acquisition
Shares ?
11500
Value ?
49910
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
WHG Westwood Holdings Group Inc
Insider ?
BYRNE, SUSAN M Director Emerita
Side ?
Disposal
Shares ?
1800
Value ?
31587
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
GSBD Goldman Sachs BDC Inc
Insider ?
LEACH, TIMOTHY J Director
Side ?
Acquisition
Shares ?
2004
Value ?
18116
Industry ?
Asset Management
Date ?
10 Jun 2026
Symbol ?
VINP Vinci Partners Investments Ltd
Insider ?
RIBEIRO, SERGIO PASSOS Chief Financial Officer
Side ?
Disposal
Shares ?
1815
Value ?
17424
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
SEIC SEI Investments Company
Insider ?
DORAN, WILLIAM Director
Side ?
Disposal
Shares ?
5000
Value ?
452500
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
HRZN Horizon Technology Finance
Insider ?
BALKIN, MICHAEL Director, Chief Executive Officer
Side ?
Acquisition
Shares ?
100000
Value ?
434000
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
ECAT BlackRock ESG Capital Allocation Trust
Insider ?
SABA, CAPITAL MANAGEMENT, L.P. 10% Owner
Side ?
Disposal
Shares ?
28265
Value ?
433302
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
SARNER, MICHAEL SCOTT Director, President and CEO
Side ?
Disposal
Shares ?
13765
Value ?
320449
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
WEINSTEIN, JOSHUA S. Senior Managing Director & CIO
Side ?
Disposal
Shares ?
11349
Value ?
264205
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
CSWC Capital Southwest Corporation
Insider ?
REHBERGER, CHRIS Chief Financial Officer
Side ?
Disposal
Shares ?
4492
Value ?
104574
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
VINP Vinci Partners Investments Ltd
Insider ?
RIBEIRO, SERGIO PASSOS Chief Financial Officer
Side ?
Disposal
Shares ?
6965
Value ?
67700
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
HRZN Horizon Technology Finance
Insider ?
SEITZ, PAUL G Chief Investment Officer
Side ?
Acquisition
Shares ?
11477
Value ?
49925
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
HRZN Horizon Technology Finance
Insider ?
O'CONNOR, KIMBERLEY ANN Director
Side ?
Acquisition
Shares ?
10000
Value ?
43699
Industry ?
Asset Management
Date ?
9 Jun 2026
Symbol ?
WHG Westwood Holdings Group Inc
Insider ?
BYRNE, SUSAN M Director Emerita
Side ?
Disposal
Shares ?
1900
Value ?
33171
Industry ?
Asset Management