Company insider dossier

SEI Investments Company insider intelligence

SEIC filings assessed for conviction, transaction quality, insider breadth, clustering, freshness, and price confirmation.

Terminal chart Weekly report Factor intelligence Financial Services Asset Management Data API
64/100

Accumulation bias

89/100 confidence
Exchange
NASDAQ
Sector
Financial Services
Industry
Asset Management
Latest evidence
3 Sep 2026

Investment committee read

Accumulation bias

Priced common-share acquisitions carry more weighted evidence than disposals after freshness, role, size, and duplicate controls.

Watch for market confirmation

Evidence in favour

  • 17 distinct acquisition events survive duplicate and security-type controls.
  • Participation spans 11 named insiders rather than one filing source.

Decision risks

  • Qualifying disposal events outnumber acquisitions, although disposals receive a lower directional weight.
Conviction64Accumulation bias
Confidence89Deep evidence
Named insiders11participating in the tape
Controlled events42directional common-share events
Acquisition value$10.7Mnormalized amount
Disposal value$32.1Mnormalized amount

Price confirmation map

Weekly price with common-share events

Acquisitions and disposals are aligned to the nearest completed weekly bar.

111.63100.6789.7278.7667.80 Disposal · 3 Sep 2026 · $4.2MAcquisition · 3 Sep 2026 · $1.3MAcquisition · 3 Sep 2026 · $848.2KDisposal · 1 Sep 2026 · $548.5KAcquisition · 1 Sep 2026 · $248.2KDisposal · 28 Aug 2026 · $4.2MAcquisition · 28 Aug 2026 · $2.1MDisposal · 5 Aug 2026 · $532.0KAcquisition · 5 Aug 2026 · $250.3KDisposal · 4 Aug 2026 · $2.6MAcquisition · 4 Aug 2026 · $744.5KAcquisition · 4 Aug 2026 · $494.2KDisposal · 3 Aug 2026 · $1.0MAcquisition · 3 Aug 2026 · $355.6KDisposal · 28 Jul 2026 · $2.6MAcquisition · 28 Jul 2026 · $1.4MDisposal · 28 Jul 2026 · $1.0MDisposal · 28 Jul 2026 · $762.0KDisposal · 28 Jul 2026 · $540.7KAcquisition · 28 Jul 2026 · $282.7KAcquisition · 28 Jul 2026 · $248.2KDisposal · 28 Jul 2026 · $232.5KAcquisition · 28 Jul 2026 · $161.1KDisposal · 24 Jul 2026 · $2.0MAcquisition · 24 Jul 2026 · $711.2KDisposal · 24 Jul 2026 · $362.4KDisposal · 29 Jun 2026 · $492.7KDisposal · 29 Jun 2026 · $148.0KDisposal · 26 Jun 2026 · $4.0MDisposal · 26 Jun 2026 · $336.5KDisposal · 9 Jun 2026 · $452.5KDisposal · 4 May 2026 · $910.7KAcquisition · 4 May 2026 · $248.2KDisposal · 28 Apr 2026 · $364.6KAcquisition · 28 Apr 2026 · $193.9KDisposal · 23 Apr 2026 · $2.1MDisposal · 23 Apr 2026 · $1.4MDisposal · 23 Apr 2026 · $900.0KAcquisition · 23 Apr 2026 · $620.4KAcquisition · 23 Apr 2026 · $484.7KDisposal · 23 Apr 2026 · $141.4KDisposal · 31 Mar 2026 · $335.8K
Mar 2025Sep 2026
Weekly closeCommon-share acquisitionCommon-share disposal

Market confirmation

Price and trend context

Latest close
106.93 USD
One-week move
-3.1%
Four-week move
+0.5%
Fair-value gap
+39.4%
Trend signal
Active
Relative strength
10.9

Directional balance

Controlled event mix

40.5%acquisition
Acquisition events
17
Disposal events
25
Net value
-$21.4M

Cadence

Twelve-week filing pressure

Volume shows attention. Controlled events determine direction.

229 Jun
006 Jul
013 Jul
420 Jul
1327 Jul
1103 Aug
010 Aug
017 Aug
324 Aug
831 Aug
007 Sep
014 Sep

Named participants

Insider conviction by person

HICKE, RYANChief Executive Officer674 events
MCCABE, PHILIPSee Remarks666 events
PETERSON, MICHAELExecutive Vice President646 events
MCCARTHY, KATHRYNDirector624 events
ROMEO, CARMENDirector612 events
WARNER, MARK ANDREWSee Remarks*607 events
SHARMA, SANJAYSee Remarks*605 events
GUARINO, CARLDirector602 events
DORAN, WILLIAMDirector281 events
SHAH, SNEHA S.See Remarks*281 events
WEST, ALFRED P JRChairman Emeritus204 events

Evidence quality

Security and transaction context

Common equity42
Equity compensation0
Options and derivatives17
Other securities0

Role architecture

Who is participating

Other or unspecified31
Director13
Other executive9
CEO and chair6

Transaction evidence

Auditable SEIC filing ledger

Showing 1 to 30 of 59.

HICKE, RYANChief Executive Officer
DisposalOptions and derivatives
17500 sharesOption to Purchase Common Stock
Not reportedContext evidence
HICKE, RYANChief Executive Officer
DisposalOptions and derivatives
20000 sharesOption to Purchase Common Stock
Not reportedContext evidence
HICKE, RYANChief Executive Officer
DisposalCommon equity
37500 sharesCommon Stock
$4.2MDirectional evidence
HICKE, RYANChief Executive Officer
AcquisitionCommon equity
20000 sharesCommon Stock
$1.3MDirectional evidence
HICKE, RYANChief Executive Officer
AcquisitionCommon equity
17500 sharesCommon Stock
$848.2KDirectional evidence
ROMEO, CARMENDirector
DisposalOptions and derivatives
5000 sharesOption to Purchase Common Stock
Not reportedContext evidence
ROMEO, CARMENDirector
DisposalCommon equity
5000 sharesCommon Stock
$548.5KDirectional evidence
ROMEO, CARMENDirector
AcquisitionCommon equity
5000 sharesCommon Stock
$248.2KDirectional evidence
PETERSON, MICHAELExecutive Vice President
DisposalOptions and derivatives
37500 sharesOption to Purchase Common Stock
Not reportedContext evidence
PETERSON, MICHAELExecutive Vice President
DisposalCommon equity
37500 sharesCommon Stock
$4.2MDirectional evidence
PETERSON, MICHAELExecutive Vice President
AcquisitionCommon equity
37500 sharesCommon Stock
$2.1MDirectional evidence
MCCABE, PHILIPSee Remarks
DisposalOptions and derivatives
5043 sharesOption to Purchase Common Stock
Not reportedContext evidence
MCCABE, PHILIPSee Remarks
DisposalCommon equity
5043 sharesCommon Stock
$532.0KDirectional evidence
MCCABE, PHILIPSee Remarks
AcquisitionCommon equity
5043 sharesCommon Stock
$250.3KDirectional evidence
MCCABE, PHILIPSee Remarks
DisposalOptions and derivatives
9957 sharesOption to Purchase Common Stock
Not reportedContext evidence
MCCABE, PHILIPSee Remarks
DisposalOptions and derivatives
15000 sharesOption to Purchase Common Stock
Not reportedContext evidence
MCCABE, PHILIPSee Remarks
DisposalCommon equity
24957 sharesCommon Stock
$2.6MDirectional evidence
MCCABE, PHILIPSee Remarks
AcquisitionCommon equity
15000 sharesCommon Stock
$744.5KDirectional evidence
MCCABE, PHILIPSee Remarks
AcquisitionCommon equity
9957 sharesCommon Stock
$494.2KDirectional evidence
MCCARTHY, KATHRYNDirector
DisposalOptions and derivatives
5000 sharesOption to Purchase Common Stock
Not reportedContext evidence
MCCARTHY, KATHRYNDirector
DisposalCommon equity
10000 sharesCommon Stock
$1.0MDirectional evidence
MCCARTHY, KATHRYNDirector
AcquisitionCommon equity
5000 sharesCommon Stock
$355.6KDirectional evidence
GUARINO, CARLDirector
DisposalOptions and derivatives
5000 sharesOption to Purchase Common Stock
Not reportedContext evidence
PETERSON, MICHAELExecutive Vice President
DisposalOptions and derivatives
25000 sharesOption to Purchase Common Stock
Not reportedContext evidence
WARNER, MARK ANDREWSee Remarks*
DisposalOptions and derivatives
2500 sharesOption to Purchase Common Stock
Not reportedContext evidence
WARNER, MARK ANDREWSee Remarks*
DisposalOptions and derivatives
5000 sharesOption to Purchase Common Stock
Not reportedContext evidence
PETERSON, MICHAELExecutive Vice President
DisposalCommon equity
25000 sharesCommon Stock
$2.6MDirectional evidence
PETERSON, MICHAELExecutive Vice President
AcquisitionCommon equity
25000 sharesCommon Stock
$1.4MDirectional evidence
GUARINO, CARLDirector
DisposalCommon equity
10000 sharesCommon Stock
$1.0MDirectional evidence
WARNER, MARK ANDREWSee Remarks*
DisposalCommon equity
7400 sharesCommon Stock
$762.0KDirectional evidence

Reading the dossier

Direction and confidence are separate

Conviction

The 0 to 100 score classifies deduplicated priced common-share evidence. Fifty is balanced or non-directional.

Confidence

Confidence rises with controlled event depth, named-insider breadth, fresh evidence, normalized values, and a longer observation span.

Disposals

Selling is not treated as the mirror image of buying. It carries less directional weight because taxes, diversification, compensation, and planned transactions can all create sales.

Price confirmation

The market chart tests whether the filing thesis is being confirmed or rejected by price, fair-value position, relative strength, and the current trend state.

Independent market research for education. This classification is not investment advice, a recommendation, a forecast, or an execution instruction.

Evidence context