Company insider dossier

Cathay General Bancorp insider intelligence

CATY filings assessed for conviction, transaction quality, insider breadth, clustering, freshness, and price confirmation.

12/100

Concentrated distribution

90/100 confidence
Exchange
NASDAQ
Sector
Financial Services
Industry
Banks - Regional
Latest evidence
31 Jul 2026

Investment committee read

Concentrated distribution

Priced common-share disposals are concentrated enough to warrant review, but they are not treated as a standalone bearish forecast.

Review exposure and filing context

Evidence in favour

  • Participation spans 18 named insiders rather than one filing source.
  • The latest qualifying evidence is fresh, dated 31 Jul 2026.

Decision risks

  • Qualifying disposal events outnumber acquisitions, although disposals receive a lower directional weight.
Conviction12Concentrated distribution
Confidence90Deep evidence
Named insiders18participating in the tape
Controlled events19directional common-share events
Acquisition value$0normalized amount
Disposal value$7.1Mnormalized amount

Price confirmation map

Weekly price with common-share events

Acquisitions and disposals are aligned to the nearest completed weekly bar.

63.4156.5649.7242.8736.02 Disposal · 31 Jul 2026 · $312.1KDisposal · 30 Jul 2026 · $316.6KDisposal · 29 Jul 2026 · $633.3KDisposal · 29 Jul 2026 · $632.9KAcquisition · 27 Jul 2026 · Not reportedAcquisition · 27 Jul 2026 · Not reportedDisposal · 27 Jul 2026 · $58.4KDisposal · 27 Jul 2026 · $29.2KDisposal · 9 Jun 2026 · $299.6KDisposal · 8 Jun 2026 · $589.0KDisposal · 5 Jun 2026 · $291.8KDisposal · 4 Jun 2026 · $581.6KDisposal · 5 May 2026 · $1.1MDisposal · 28 Apr 2026 · $31.3KAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedAcquisition · 15 Apr 2026 · Not reportedDisposal · 6 Apr 2026 · $243.5KAcquisition · 1 Apr 2026 · Not reportedAcquisition · 1 Apr 2026 · Not reportedAcquisition · 1 Apr 2026 · Not reportedAcquisition · 1 Apr 2026 · Not reportedAcquisition · 1 Apr 2026 · Not reportedAcquisition · 1 Apr 2026 · Not reportedDisposal · 1 Apr 2026 · $511.9KDisposal · 1 Apr 2026 · $396.8KDisposal · 1 Apr 2026 · $360.9KDisposal · 1 Apr 2026 · $286.2KDisposal · 1 Apr 2026 · $206.9KDisposal · 1 Apr 2026 · $182.1K
Feb 2025Aug 2026
Weekly closeCommon-share acquisitionCommon-share disposal

Market confirmation

Price and trend context

Latest close
63.41 USD
One-week move
+0.3%
Four-week move
+3.1%
Fair-value gap
+45.1%
Trend signal
Active
Relative strength
7.0

Directional balance

Controlled event mix

0.0%acquisition
Acquisition events
0
Disposal events
19
Net value
-$7.1M

Cadence

Twelve-week filing pressure

Volume shows attention. Controlled events determine direction.

025 May
201 Jun
208 Jun
015 Jun
1822 Jun
029 Jun
006 Jul
013 Jul
020 Jul
1027 Jul
003 Aug
010 Aug

Named participants

Insider conviction by person

CHAN, LANA LAI-YANDirector500 events
CHUNG, NELSONDirector500 events
DEEN, DIANA G.EVP, Chief Risk Officer500 events
FERNANDEZ, FELIX SDirector500 events
HUNG, MAAN-HUEIDirector500 events
JELENKO, JANE HDirector500 events
KONO, ANNDirector500 events
SUN, ALBERTEVP, Chief Credit Officer500 events
WANG, ALBERT JEN-WENEVP, Chief Financial Officer500 events
WANG, SHALLYDirector500 events
WOO, ELIZABETH A.Director500 events
LO, THOMAS M.EVP, Chief Admin Officer281 events

Evidence quality

Security and transaction context

Common equity38
Equity compensation26
Options and derivatives0
Other securities0

Role architecture

Who is participating

Director32
Other executive15
CEO and chair13
Finance leadership4

Transaction evidence

Auditable CATY filing ledger

Showing 1 to 30 of 64.

SUN, RICHARDDirector
DisposalCommon equity
5000 sharesCommon Stock
$312.1KDirectional evidence
SUN, RICHARDDirector
DisposalCommon equity
5000 sharesCommon Stock
$316.6KDirectional evidence
SUN, RICHARDDirector
DisposalCommon equity
10000 sharesCommon Stock
$633.3KDirectional evidence
SUN, RICHARDDirector
DisposalCommon equity
10000 sharesCommon Stock
$632.9KDirectional evidence
CHAN, MAY K.SVP, General Counsel
AcquisitionCommon equity
1448 sharesCommon Stock
Not reportedContext evidence
CHAN, MAY K.SVP, General Counsel
DisposalEquity compensation
1448 sharesRestricted Stock Units
Not reportedContext evidence
LO, THOMAS M.EVP, Chief Admin Officer
AcquisitionCommon equity
2896 sharesCommon Stock
Not reportedContext evidence
LO, THOMAS M.EVP, Chief Admin Officer
DisposalEquity compensation
2896 sharesRestricted Stock Units
Not reportedContext evidence
LO, THOMAS M.EVP, Chief Admin Officer
DisposalCommon equity
934 sharesCommon Stock
$58.4KDirectional evidence
CHAN, MAY K.SVP, General Counsel
DisposalCommon equity
467 sharesCommon Stock
$29.2KDirectional evidence
CHAN, MAY K.SVP, General Counsel
AcquisitionEquity compensation
886 sharesRestricted Stock Units
Not reportedContext evidence
CHENG, DUNSON KDirector, Executive Chairman
AcquisitionEquity compensation
4593 sharesRestricted Stock Units
Not reportedContext evidence
CHENG, DUNSON KDirector, Executive Chairman
AcquisitionEquity compensation
9186 sharesRestricted Stock Units
Not reportedContext evidence
CHENG, DUNSON KDirector, Executive Chairman
AcquisitionEquity compensation
4875 sharesRestricted Stock Units
Not reportedContext evidence
DEEN, DIANA G.EVP, Chief Risk Officer
AcquisitionEquity compensation
3400 sharesRestricted Stock Units
Not reportedContext evidence
DEEN, DIANA G.EVP, Chief Risk Officer
AcquisitionEquity compensation
1804 sharesRestricted Stock Units
Not reportedContext evidence
DEEN, DIANA G.EVP, Chief Risk Officer
AcquisitionEquity compensation
1700 sharesRestricted Stock Units
Not reportedContext evidence
LIU, CHANGDirector, President & CEO
AcquisitionEquity compensation
8863 sharesRestricted Stock Units
Not reportedContext evidence
LIU, CHANGDirector, President & CEO
AcquisitionEquity compensation
17727 sharesRestricted Stock Units
Not reportedContext evidence
LIU, CHANGDirector, President & CEO
AcquisitionEquity compensation
9408 sharesRestricted Stock Units
Not reportedContext evidence
LO, THOMAS M.EVP, Chief Admin Officer
AcquisitionEquity compensation
1611 sharesRestricted Stock Units
Not reportedContext evidence
SUN, ALBERTEVP, Chief Credit Officer
AcquisitionEquity compensation
3102 sharesRestricted Stock Units
Not reportedContext evidence
SUN, ALBERTEVP, Chief Credit Officer
AcquisitionEquity compensation
1551 sharesRestricted Stock Units
Not reportedContext evidence
SUN, ALBERTEVP, Chief Credit Officer
AcquisitionEquity compensation
1646 sharesRestricted Stock Units
Not reportedContext evidence
WANG, ALBERT JEN-WENEVP, Chief Financial Officer
AcquisitionEquity compensation
5640 sharesRestricted Stock Units
Not reportedContext evidence
WANG, ALBERT JEN-WENEVP, Chief Financial Officer
AcquisitionEquity compensation
1567 sharesRestricted Stock Units
Not reportedContext evidence
WANG, ALBERT JEN-WENEVP, Chief Financial Officer
AcquisitionEquity compensation
1663 sharesRestricted Stock Units
Not reportedContext evidence
WANG, ALBERT JEN-WENEVP, Chief Financial Officer
AcquisitionEquity compensation
3134 sharesRestricted Stock Units
Not reportedContext evidence
TANG, ANTHONY MDirector, Vice Chairman
DisposalCommon equity
5000 sharesCommon Stock
$299.6KDirectional evidence
TANG, ANTHONY MDirector, Vice Chairman
DisposalCommon equity
10000 sharesCommon Stock
$589.0KDirectional evidence

Reading the dossier

Direction and confidence are separate

Conviction

The 0 to 100 score classifies deduplicated priced common-share evidence. Fifty is balanced or non-directional.

Confidence

Confidence rises with controlled event depth, named-insider breadth, fresh evidence, normalized values, and a longer observation span.

Disposals

Selling is not treated as the mirror image of buying. It carries less directional weight because taxes, diversification, compensation, and planned transactions can all create sales.

Price confirmation

The market chart tests whether the filing thesis is being confirmed or rejected by price, fair-value position, relative strength, and the current trend state.

Independent market research for education. This classification is not investment advice, a recommendation, a forecast, or an execution instruction.

Evidence context