Company insider dossier

Morgan Stanley insider intelligence

MS filings assessed for conviction, transaction quality, insider breadth, clustering, freshness, and price confirmation.

Terminal chart Weekly report Factor intelligence Financial Services Capital Markets Data API
35/100

Distribution bias

81/100 confidence
Exchange
NYSE
Sector
Financial Services
Industry
Capital Markets
Latest evidence
30 Jul 2026

Investment committee read

Distribution bias

Priced common-share disposals are concentrated enough to warrant review, but they are not treated as a standalone bearish forecast.

Demand a stronger confirmation bar

Evidence in favour

  • 4 distinct acquisition events survive duplicate and security-type controls.
  • Participation spans 19 named insiders rather than one filing source.

Decision risks

  • Qualifying disposal events outnumber acquisitions, although disposals receive a lower directional weight.
  • The latest qualifying filing is more than 30 days old.
Conviction35Distribution bias
Confidence81Deep evidence
Named insiders19participating in the tape
Controlled events23directional common-share events
Acquisition value$372.5Knormalized amount
Disposal value$115.0Mnormalized amount

Price confirmation map

Weekly price with common-share events

Acquisitions and disposals are aligned to the nearest completed weekly bar.

223.17191.56159.94128.3396.71 Disposal · 30 Jul 2026 · $88.4MDisposal · 28 Jul 2026 · Not reportedDisposal · 28 Jul 2026 · $212.1KDisposal · 17 Jul 2026 · $3.7MDisposal · 17 Jul 2026 · $1.5MDisposal · 16 Jul 2026 · $2.0MDisposal · 16 Jul 2026 · $1.4MAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · Not reportedAcquisition · 1 Jun 2026 · $107.5KAcquisition · 1 Jun 2026 · $77.5KAcquisition · 1 Jun 2026 · $72.5KAcquisition · 1 Jun 2026 · $57.5KAcquisition · 1 Jun 2026 · $57.5KDisposal · 1 Jun 2026 · $39.9KDisposal · 20 Apr 2026 · $1.1MDisposal · 20 Apr 2026 · $1.1MDisposal · 17 Apr 2026 · Not reportedDisposal · 17 Apr 2026 · $2.8MDisposal · 16 Apr 2026 · Not reportedDisposal · 16 Apr 2026 · Not reportedAcquisition · 16 Apr 2026 · Not reportedDisposal · 16 Apr 2026 · $6.3MDisposal · 16 Apr 2026 · $2.5MDisposal · 16 Apr 2026 · $1.2MDisposal · 16 Apr 2026 · $1.2MDisposal · 16 Apr 2026 · $610.2KDisposal · 16 Apr 2026 · $476.7KDisposal · 16 Apr 2026 · $266.6KDisposal · 16 Apr 2026 · $115.3KDisposal · 16 Apr 2026 · $56.7K
Mar 2025Sep 2026
Weekly closeCommon-share acquisitionCommon-share disposal

Market confirmation

Price and trend context

Latest close
214.38 USD
One-week move
-1.5%
Four-week move
-1.4%
Fair-value gap
+63.0%
Trend signal
Active
Relative strength
7.0

Directional balance

Controlled event mix

17.4%acquisition
Acquisition events
4
Disposal events
19
Net value
-$114.6M

Cadence

Twelve-week filing pressure

Volume shows attention. Controlled events determine direction.

029 Jun
006 Jul
413 Jul
020 Jul
327 Jul
003 Aug
010 Aug
017 Aug
024 Aug
031 Aug
007 Sep
014 Sep

Named participants

Insider conviction by person

GLOCER, THOMAS HDirector721 events
GOOD, LYNN JDirector721 events
NALLY, DENNIS MDirector721 events
PETERSON, DOUGLAS L.Director721 events
TRAQUINA, PERRY MDirector721 events
HERZ, ROBERT HDirector500 events
JAMES, ERIKA HDirector500 events
LEIBOWITZ, SHELLEY BDirector500 events
MISCIK, JUDITH ADirector500 events
WILKINS, RAYFORD JRDirector500 events
MITSUBISHI, UFJ FINANCIAL GROUP INC10% Owner281 events
SCHAPIRO, MARY LDirector281 events

Evidence quality

Security and transaction context

Common equity41
Equity compensation0
Options and derivatives0
Other securities0

Role architecture

Who is participating

Director20
Other executive14
Finance leadership4
Other or unspecified2
Large holder1

Transaction evidence

Auditable MS filing ledger

Showing 1 to 30 of 41.

MITSUBISHI, UFJ FINANCIAL GROUP INC10% Owner
DisposalCommon equity
414396 sharesCommon Stock
$88.4MDirectional evidence
SCHAPIRO, MARY LDirector
DisposalCommon equity
2325 sharesCommon Stock
Not reportedContext evidence
SCHAPIRO, MARY LDirector
DisposalCommon equity
1000 sharesCommon Stock
$212.1KDirectional evidence
PIZZI, MICHAEL A.Head Technology & Operations
DisposalCommon equity
17064 sharesCommon Stock
$3.7MDirectional evidence
PIZZI, MICHAEL A.Head Technology & Operations
DisposalCommon equity
7101 sharesCommon Stock
$1.5MDirectional evidence
YESHAYA, SHARONChief Financial Officer
DisposalCommon equity
9172 sharesCommon Stock
$2.0MDirectional evidence
YESHAYA, SHARONChief Financial Officer
DisposalCommon equity
6382 sharesCommon Stock
$1.4MDirectional evidence
BUTLER, MEGANDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
GLOCER, THOMAS HDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
GOOD, LYNN JDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
HERZ, ROBERT HDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
JAMES, ERIKA HDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
LEIBOWITZ, SHELLEY BDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
MISCIK, JUDITH ADirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
NALLY, DENNIS MDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
PETERSON, DOUGLAS L.Director
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
SCHAPIRO, MARY LDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
TRAQUINA, PERRY MDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
WILKINS, RAYFORD JRDirector
AcquisitionCommon equity
1310 sharesCommon Stock
Not reportedContext evidence
GLOCER, THOMAS HDirector
AcquisitionCommon equity
512 sharesCommon Stock
$107.5KDirectional evidence
TRAQUINA, PERRY MDirector
AcquisitionCommon equity
369 sharesCommon Stock
$77.5KDirectional evidence
NALLY, DENNIS MDirector
AcquisitionCommon equity
345 sharesCommon Stock
$72.5KDirectional evidence
GOOD, LYNN JDirector
AcquisitionCommon equity
274 sharesCommon Stock
$57.5KDirectional evidence
PETERSON, DOUGLAS L.Director
AcquisitionCommon equity
274 sharesCommon Stock
$57.5KDirectional evidence
BUTLER, MEGANDirector
DisposalCommon equity
190 sharesCommon Stock
$39.9KDirectional evidence
GROSSMAN, ERIC FChief Legal/Admin Officer
DisposalCommon equity
5559 sharesCommon Stock
$1.1MDirectional evidence
GROSSMAN, ERIC FChief Legal/Admin Officer
DisposalCommon equity
5559 sharesCommon Stock
$1.1MDirectional evidence
SIMKOWITZ, DANIEL ACo-President
DisposalCommon equity
8000 sharesCommon Stock
Not reportedContext evidence
SIMKOWITZ, DANIEL ACo-President
DisposalCommon equity
14690 sharesCommon Stock
$2.8MDirectional evidence
CRAWLEY, MANDELLChief Client Officer
DisposalCommon equity
1053 sharesCommon Stock
Not reportedContext evidence

Reading the dossier

Direction and confidence are separate

Conviction

The 0 to 100 score classifies deduplicated priced common-share evidence. Fifty is balanced or non-directional.

Confidence

Confidence rises with controlled event depth, named-insider breadth, fresh evidence, normalized values, and a longer observation span.

Disposals

Selling is not treated as the mirror image of buying. It carries less directional weight because taxes, diversification, compensation, and planned transactions can all create sales.

Price confirmation

The market chart tests whether the filing thesis is being confirmed or rejected by price, fair-value position, relative strength, and the current trend state.

Independent market research for education. This classification is not investment advice, a recommendation, a forecast, or an execution instruction.

Evidence context