Company insider dossier

Rocket Companies Inc insider intelligence

RKT filings assessed for conviction, transaction quality, insider breadth, clustering, freshness, and price confirmation.

Terminal chart Weekly report Factor intelligence Financial Services Mortgage Finance Data API
12/100

Concentrated distribution

95/100 confidence
Exchange
NYSE
Sector
Financial Services
Industry
Mortgage Finance
Latest evidence
8 Sep 2026

Investment committee read

Concentrated distribution

Priced common-share disposals are concentrated enough to warrant review, but they are not treated as a standalone bearish forecast.

Review exposure and filing context

Evidence in favour

  • Participation spans 14 named insiders rather than one filing source.
  • The latest qualifying evidence is fresh, dated 08 Sep 2026.

Decision risks

  • Qualifying disposal events outnumber acquisitions, although disposals receive a lower directional weight.
Conviction12Concentrated distribution
Confidence95Deep evidence
Named insiders14participating in the tape
Controlled events19directional common-share events
Acquisition value$0normalized amount
Disposal value$10.2Mnormalized amount

Price confirmation map

Weekly price with common-share events

Acquisitions and disposals are aligned to the nearest completed weekly bar.

23.2920.2417.2014.1511.11 Disposal · 8 Sep 2026 · $819.1KDisposal · 8 Sep 2026 · $206.3KAcquisition · 7 Sep 2026 · Not reportedDisposal · 7 Sep 2026 · $1.8MDisposal · 7 Sep 2026 · $1.1MDisposal · 7 Sep 2026 · $867.1KDisposal · 7 Sep 2026 · $862.1KDisposal · 7 Sep 2026 · $619.2KDisposal · 7 Sep 2026 · $533.3KDisposal · 7 Sep 2026 · $411.7KDisposal · 7 Sep 2026 · $208.0KDisposal · 7 Sep 2026 · $168.8KAcquisition · 17 Aug 2026 · Not reportedAcquisition · 10 Jun 2026 · Not reportedAcquisition · 10 Jun 2026 · Not reportedAcquisition · 10 Jun 2026 · Not reportedAcquisition · 10 Jun 2026 · Not reportedAcquisition · 7 Jun 2026 · Not reportedDisposal · 7 Jun 2026 · $155.1KDisposal · 6 May 2026 · $739.5KDisposal · 7 Apr 2026 · $242.2KDisposal · 7 Apr 2026 · $206.7KDisposal · 7 Apr 2026 · $193.3KDisposal · 7 Apr 2026 · $121.1KDisposal · 7 Apr 2026 · $121.1KDisposal · 7 Apr 2026 · $34.6KDisposal · 1 Apr 2026 · $815.1K
Mar 2025Sep 2026
Weekly closeCommon-share acquisitionCommon-share disposal

Market confirmation

Price and trend context

Latest close
13.18 USD
One-week move
-6.3%
Four-week move
-10.7%
Fair-value gap
-7.6%
Trend signal
Inactive
Relative strength
-26.6

Directional balance

Controlled event mix

0.0%acquisition
Acquisition events
0
Disposal events
19
Net value
-$10.2M

Cadence

Twelve-week filing pressure

Volume shows attention. Controlled events determine direction.

029 Jun
006 Jul
013 Jul
020 Jul
027 Jul
003 Aug
010 Aug
117 Aug
024 Aug
031 Aug
1307 Sep
014 Sep

Named participants

Insider conviction by person

MARINER, JONATHAN DDirector500 events
OLSON, TAGARDirector500 events
RAMPELL, ALASTAIRDirector500 events
SHANK, SUZANNE F.Director500 events
WATTERSON, SARAHDirector500 events
BANFIELD, WILLIAM D.Chief Business Officer252 events
BRAY, JESSE KDirector, Pres & CEO, Rocket Mortgage252 events
EDWARDS, NOAH A.Chief Accounting Officer252 events
LOVIER, HEATHER M.Chief Operating Officer252 events
MILDENHALL, JONATHANChief Marketing Officer252 events
KRISHNA, VARUNDirector, Chief Executive Officer252 events
RIZIK, MATTHEWDirector252 events

Evidence quality

Security and transaction context

Common equity27
Equity compensation2
Options and derivatives0
Other securities0

Role architecture

Who is participating

Other executive14
Director11
CEO and chair4

Transaction evidence

Auditable RKT filing ledger

Showing 1 to 29 of 29.

KRISHNA, VARUNDirector, Chief Executive Officer
DisposalCommon equity
58259 sharesClass A common stock
$819.1KDirectional evidence
BROWN, BRIAN NICHOLASPresident & Chief Fin Officer
DisposalCommon equity
14675 sharesClass A common stock
$206.3KDirectional evidence
RIZIK, MATTHEWDirector
DisposalEquity compensation
14796 sharesCash-Settled Restricted Stock Units
Not reportedContext evidence
RIZIK, MATTHEWDirector
AcquisitionCommon equity
14796 sharesClass A common stock
Not reportedContext evidence
KRISHNA, VARUNDirector, Chief Executive Officer
DisposalCommon equity
126999 sharesClass A common stock
$1.8MDirectional evidence
MILDENHALL, JONATHANChief Marketing Officer
DisposalCommon equity
80287 sharesClass A common stock
$1.1MDirectional evidence
LOVIER, HEATHER M.Chief Operating Officer
DisposalCommon equity
61669 sharesClass A common stock
$867.1KDirectional evidence
BANFIELD, WILLIAM D.Chief Business Officer
DisposalCommon equity
61315 sharesClass A common stock
$862.1KDirectional evidence
BROWN, BRIAN NICHOLASPresident & Chief Fin Officer
DisposalCommon equity
44042 sharesClass A common stock
$619.2KDirectional evidence
MALHOTRA, SHAWNChief Technology Officer
DisposalCommon equity
37930 sharesClass A common stock
$533.3KDirectional evidence
BRAY, JESSE KDirector, Pres & CEO, Rocket Mortgage
DisposalCommon equity
29279 sharesClass A common stock
$411.7KDirectional evidence
RIZIK, MATTHEWDirector
DisposalCommon equity
14796 sharesClass A common stock
$208.0KDirectional evidence
EDWARDS, NOAH A.Chief Accounting Officer
DisposalCommon equity
12009 sharesClass A common stock
$168.8KDirectional evidence
WATTERSON, SARAHDirector
AcquisitionCommon equity
14566 sharesClass A common stock
Not reportedContext evidence
MARINER, JONATHAN DDirector
AcquisitionCommon equity
16312 sharesClass A common stock
Not reportedContext evidence
OLSON, TAGARDirector
AcquisitionCommon equity
11255 sharesClass A common stock
Not reportedContext evidence
RAMPELL, ALASTAIRDirector
AcquisitionCommon equity
16312 sharesClass A common stock
Not reportedContext evidence
SHANK, SUZANNE F.Director
AcquisitionCommon equity
16312 sharesClass A common stock
Not reportedContext evidence
RIZIK, MATTHEWDirector
AcquisitionCommon equity
12261 sharesClass A common stock
Not reportedContext evidence
RIZIK, MATTHEWDirector
DisposalEquity compensation
12261 sharesCash-Settled Restricted Stock Units
Not reportedContext evidence
RIZIK, MATTHEWDirector
DisposalCommon equity
12261 sharesClass A common stock
$155.1KDirectional evidence
MALHOTRA, SHAWNChief Technology Officer
DisposalCommon equity
52484 sharesClass A common stock
$739.5KDirectional evidence
BROWN, BRIAN NICHOLASPresident & Chief Fin Officer
DisposalCommon equity
16112 sharesClass A common stock
$242.2KDirectional evidence
MALHOTRA, SHAWNChief Technology Officer
DisposalCommon equity
13751 sharesClass A common stock
$206.7KDirectional evidence
MILDENHALL, JONATHANChief Marketing Officer
DisposalCommon equity
12860 sharesClass A common stock
$193.3KDirectional evidence
BANFIELD, WILLIAM D.Chief Business Officer
DisposalCommon equity
8056 sharesClass A common stock
$121.1KDirectional evidence
LOVIER, HEATHER M.Chief Operating Officer
DisposalCommon equity
8056 sharesClass A common stock
$121.1KDirectional evidence
EDWARDS, NOAH A.Chief Accounting Officer
DisposalCommon equity
2302 sharesClass A common stock
$34.6KDirectional evidence
BRAY, JESSE KDirector, Pres & CEO, Rocket Mortgage
DisposalCommon equity
57200 sharesClass A common stock
$815.1KDirectional evidence

Reading the dossier

Direction and confidence are separate

Conviction

The 0 to 100 score classifies deduplicated priced common-share evidence. Fifty is balanced or non-directional.

Confidence

Confidence rises with controlled event depth, named-insider breadth, fresh evidence, normalized values, and a longer observation span.

Disposals

Selling is not treated as the mirror image of buying. It carries less directional weight because taxes, diversification, compensation, and planned transactions can all create sales.

Price confirmation

The market chart tests whether the filing thesis is being confirmed or rejected by price, fair-value position, relative strength, and the current trend state.

Independent market research for education. This classification is not investment advice, a recommendation, a forecast, or an execution instruction.

Evidence context