Industry ownership intelligence

Investment Banking & Investment Services insider conviction

Executive and director activity assessed across 2 companies for breadth, transaction quality, clustering, freshness, and directional conviction.

Market dashboardFinancials sectorCompany signalsFiling ledgerData API
44/100

Balanced insider tape

61/100 confidence
Level
Industry
Evidence window
Latest 90 days
Named insiders
12
Latest evidence
30 Jul 2026

Capital positioning read

Balanced insider tape

Acquisition and disposal evidence is mixed after low-information compensation and derivative activity is separated out.

Wait for clearer clustering

Evidence in favour

  • 4 distinct acquisition events survive duplicate and security-type controls.
  • Participation spans 12 named insiders rather than one filing source.

Decision risks

  • Qualifying disposal events outnumber acquisitions, although disposals receive a lower directional weight.
  • The group read is concentrated in very few companies.
  • The latest qualifying filing is more than 30 days old.
Conviction44Balanced insider tape
Confidence61Developing
Controlled events16directional common-share events
Company breadth2represented companies
Acquisition value$6.1Mnormalized amount
Disposal value$20.0Mnormalized amount

Flow regime

Twelve-week filing pressure

Shows the cadence and balance of the full filing tape.

025 May
101 Jun
808 Jun
115 Jun
022 Jun
029 Jun
806 Jul
013 Jul
020 Jul
727 Jul
003 Aug
010 Aug
AcquisitionsDisposalsScore 44 · Confidence 61

Directional balance

Controlled event mix

25.0%acquisition
Acquisition events
4
Disposal events
12
Net value
-$13.9M

Evidence quality

What the filings represent

Common equity16
Equity compensation7
Options and derivatives2
Other securities0

Decision makers

Role participation

Director12
CEO and chair6
Other executive6
Finance leadership1

Quality controls

Evidence usability

Normalized values
64%
Priced common share
64%
Named insiders
12
Controlled events
16

Auditable evidence

Latest Investment Banking & Investment Services filings

Showing 1 to 25 of 25.

MGRAffiliated Managers Group, Inc.
CATES, G. STALEYDirector
AcquisitionEquity compensation
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
ENGEL, MARCYDirector
AcquisitionEquity compensation
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
FRANQUI, ANNETTEDirector
AcquisitionEquity compensation
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
MATOS, RODRIGUEZ FELIX V.Director
AcquisitionEquity compensation
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
PALANDJIAN, TRACY P.Director
AcquisitionEquity compensation
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
STARR, LOREN MDirector
AcquisitionEquity compensation
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
STARR, LOREN MDirector
AcquisitionEquity compensation
Not reportedContext evidence
HCXYHercules Capital, Inc.
BLUESTEIN, SCOTTDirector, Chief Executive Officer
DisposalCommon equity
$167.1KDirectional evidence
HCXYHercules Capital, Inc.
BLUESTEIN, SCOTTDirector, Chief Executive Officer
DisposalCommon equity
$152.8KDirectional evidence
HCXYHercules Capital, Inc.
MEYER, SETH HPresident
DisposalCommon equity
$54.3KDirectional evidence
HCXYHercules Capital, Inc.
MEYER, SETH HPresident
DisposalCommon equity
$47.2KDirectional evidence
HCXYHercules Capital, Inc.
FOLLMANN, CHRISTIANChief Operating Officer
DisposalCommon equity
$22.5KDirectional evidence
HCXYHercules Capital, Inc.
FOLLMANN, CHRISTIANChief Operating Officer
DisposalCommon equity
$21.4KDirectional evidence
HCXYHercules Capital, Inc.
BOTELHO, KIERSTEN ZAZAChief Legal Officer & CCO
DisposalCommon equity
$16.0KDirectional evidence
HCXYHercules Capital, Inc.
BOTELHO, KIERSTEN ZAZAChief Legal Officer & CCO
DisposalCommon equity
$15.0KDirectional evidence
HCXYHercules Capital, Inc.
BADAVAS, ROBERT PDirector
AcquisitionCommon equity
$60.0KDirectional evidence
MGRAffiliated Managers Group, Inc.
PALANDJIAN, TRACY P.Director
DisposalOptions and derivatives
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
PALANDJIAN, TRACY P.Director
DisposalCommon equity
$242.9KDirectional evidence
MGRAffiliated Managers Group, Inc.
PALANDJIAN, TRACY P.Director
AcquisitionCommon equity
$242.8KDirectional evidence
HCXYHercules Capital, Inc.
MEYER, SETH HChief Financial Officer
DisposalCommon equity
$77Directional evidence
MGRAffiliated Managers Group, Inc.
HORGEN, JAY C.Director, President and CEO
DisposalOptions and derivatives
Not reportedContext evidence
MGRAffiliated Managers Group, Inc.
HORGEN, JAY C.Director, President and CEO
DisposalCommon equity
$13.4MDirectional evidence
MGRAffiliated Managers Group, Inc.
HORGEN, JAY C.Director, President and CEO
DisposalCommon equity
$5.9MDirectional evidence
MGRAffiliated Managers Group, Inc.
HORGEN, JAY C.Director, President and CEO
AcquisitionCommon equity
$5.6MDirectional evidence
MGRAffiliated Managers Group, Inc.
FRANQUI, ANNETTEDirector
AcquisitionCommon equity
$228.7KDirectional evidence

Group-level method

Breadth before headline value

Company breadth

A sector or industry score must be supported across companies. One very large filing cannot manufacture broad conviction.

Economic duplicates

Matching company, date, side, security class, share count, and value records are consolidated for the directional calculation.

Evidence hierarchy

Priced common-share activity determines direction. Compensation and derivative records are mapped separately so ownership mechanics remain visible.

Positioning use

The score identifies where insider alignment merits research or where disposal concentration needs review. Price, trend, valuation, and portfolio risk still decide positioning.

Independent market research for education. This classification is not investment advice, a recommendation, a forecast, or an execution instruction.

Evidence context